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The
role of stakeholder monitoring and evaluation in governance
Delta Sivalo
February 13, 2012
Modern governance discourse has championed in a number of trends
in national and local government functionalities. Governance has
mutated over centuries bringing in new concepts and leaving out
archaic tendencies in processes and practices. Just like natural
selection among flora and fauna, governance has managed to withstand
the test of time by constantly redefining and remodeling itself.
Governance can be traced back to ancient Rome where it was a preserve
of the aristocrats and the role of the people was more or less peripheral.
The purpose of this paper therefore is to highlight the need for
an ideological shift in contemporary governance in Zimbabwe and
to bring out the importance of stakeholder monitoring and evaluation
(M&E) in local and national governance issues. It is important
to note henceforth that the concept of Monitoring and Evaluation
in governance is a relatively new practice in local discourse. The
paper will begin by defining the major components of the rubric
then try to highlight the major tenants of M&E and how these
concepts can enhance efficiency and effectiveness in governance
the presentation will then link the role of relevant stakeholders
and key players in the above mentioned processes. Monitoring will
be defined as the periodic oversight of the implementation of an
activity schedule which seeks to establish the extent to which inputs,
outputs and other required action are proceeding according to plan.
In the same light, evaluation will be described as a process which
seeks to determine the relevance, effectiveness, efficiency and
impact of activities in light of specified stated objectives.
Attention to the need
for greater stakeholder involvement in decision making and monitoring
processes has been increasing over the years. Government ipso facto
is an institution designed by the public for the public based on
democratic processes like elections where individuals are selected
to assume public office and serve the people at the same time addressing
needs of the same people. The role of public entities that have
a part to play in the governance processes, particularly stakeholders
should assume an observatory role in the functions, obligations
and activities of government. Stakeholder M&E plays a pivotal
role in increasing government efficiency and effectiveness thus
it is an integral part of modern day governance. The M&E process
does not only create a platform to promote transparency and accountability
but the interactive decision making process enhances the interests
of social outers and bridges the cleavage that exists between stakeholders
and governance.
The process of M&E
ensures that communities and stakeholders at large are aware of
their entitlement and their capacities to hold governments and public
officials accountable to serve their entitlements. However this
can only be feasible through stakeholders being conscious of their
capacity, what should be expected from public officials and what
exactly needs to be monitored. This will make the process of stakeholder
M&E effective and relevant. The confines of the monitoring mechanism
should be designed in a manner that will create and increase room
for transparency and accountability at all levels. In this regard
the monitoring process is germane. Stakeholder involvement by government
at all levels creates an opportunity for participatory M&E which
in turn will strengthen relationships between government and stakeholders
which in return will influence government to play a pro-active role
in the interests of citizens and at the same time responding to
the needs of the people.
However the preconditioning
factor is that, stakeholders should know their role and what is
required of them in order to probe ministers and government in general.
In development the role of government portfolios and their respective
mandates should be clearly understood before civic and stakeholder
engagement is taken into account. For example it is easy to link
the failure of a parastatal or institution with its leadership,
yet in essence all parastatals fall under one parent ministry and
it is the mandate of the parent ministry to ensure the institution
is fully operational and all needs are catered for. This factor
is breeding ground for budget monitoring and expenditure tracking.
If a ministry is allocated certain amounts in the national budget
the parent ministry should make sure all funds cascade to institutions
run directly by the line ministry. The knowledge of what to track
in budgets will then act as a preamble to public stakeholder monitoring
and evaluation. This knowledge will serve as a guideline to what
to audit and when to audit government expenditure, obligations and
activities. The guidelines will in return serve as benchmarks for
coming up with indicators of success. These indicators will enable
citizens to carry out monitoring activities like social audits,
community report and citizen report cards respectively. The consistent
and constant stakeholder M&E will enhance the verification of
how much was spend in public expenditure per government department.
This is however premised on the assertion that stakeholders are
well aware of funds allocated to each government arm and what the
expenditure would have been penned down as issues outstanding. Stakeholder
M&E allows for the verification of how much has been spent,
how programs and services are being carried out with the goal of
making them better and reflective of social environmental objectives.
The whole process in essence promotes local and national level social
accountability and transparency through systematic M&E of public
records and user feedback.
Government wide M&E
requires thorough knowledge from within and across the sector. It
involves profound knowledge of implementation functions of public
sector. Various government offices have diffuse powers and functions
that stakeholders need to appreciate in order to play an effective
role in the monitoring process. For instance the role of Members
of Parliament is usually misconstrued by constituents. The separation
of the duties of an MP, in terms of parliamentary duties and the
role of MPs as drivers of community development in their constituencies,
need to be clarified and understood by members of the public. MPs
have a significant role in processing and articulation issues affecting
constituents in parliament and their role in community development
issues is more or less on the sidelines. The role of M&E by
communities thus is preconditioned by a thorough appreciation of
the separation of the actual and peripheral roles of MPs. This misconception
can be traced back to the period immediately after independence
where MPs used to play the double role of ministers and this facilitated
an opportunity for them to siphon ministry funds and focus them
on community development initiatives which in turn would pacify
and appease the electorate for future elections. The advent of Constituency
Development Funds has facilitated an opportunity for MPs to assume
an extra role, outside their official mandates as representatives
of communities in parliament, however a lot of areas of concern
have been raised especially with regard to the abuse of funds by
MPs resulting in the need for close monitoring of the fund. Another
common example is that of South Africa, after the apartheid era
the government of the Republic wanted to do away with racially based
service delivery and as a result measures were put into place to
make sure the system was devolved and civic engagement through stakeholder
partnerships were adopted. The monitoring system had to be accompanied
by prioritised gender sensitive indicators to make the process pragmatic.
To date South Africa has one of the most vibrant civic monitoring
platforms where residents and key sector players can engage government
to account.
Civic engagement
particularly stakeholder monitoring and evaluation has a huge role
to play in governance as it creates avenues for efficiency and effectiveness.
The principles of transparency and accountability, which are at
the core of development, are a predisposing factor to sustainable
growth and governance and are thus enhanced by stakeholder M&E.
As a result there is great need for stakeholders to play an active
pivotal role in governance issues like budget processes, infrastructure
development, government expenditure and socio-economic development
so as to enhance sustainable growth at national and local level.
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