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Inclusive government - Index of articles
Moving the centre & unpacking devolution: The ticklish subject
Brilliant
Mhlanga
May 29, 2009
I have followed Sam Siphepha's
views over the years. I also happen to be one of those who engaged
him in 2006 on the same issue, although at the time it was slightly
put as 'Provincialisation'. I enjoyed his discussion then, which
I happen to have to this day. But I did engage him on it with a
view to flesh the skeletal policy projections he was pursuing and
seeking to understand what the concept he was proposing meant to
the people of Matebeleland and Zimbabwe as a whole.
Today, I notice a change
of name in his discussion. Semantics aside; I also do not know whether
the Honourable Minister knows what he is discussing and what it
means in this constitutional discourse. However, before I seek to
unpack the concept of devolution which forms much of today-s
currency in many public spheres, it is my wish to acknowledge that
I sense some level of consistency in whatever Sam Siphepha Nkomo
might be referring to in his postulations. But what I do not know
is whether this is surely party policy or Sam Siphepha-s position
as an individual. What I gather from some colleagues is that this
is not party policy so far. The main reason being that there is
not even a tinge of it reflected in the 'Kariba constitutional-
draft, for if it is surely MDC policy this position should be coming
not only from Siphepha but clearly reflected in that document and
also echoed by the likes of Honourable Eric Matinenga, Douglas Mwonzora
etc. Possibly, this stands as a sign of hopes and aspirations on
his part. Further, I do not know whether Honourable Siphepha is
singing in sync with most subaltern voices or whether his is merely
a lone voice echoing a hymn from a script that is engraved in the
tablet of time.
Having discussed these
inadequacies in terms of policy shifts within the MDC and my wish
to understand Honourable Siphepha-s locus of enunciation,
I contend that it might be necessary for us to attempt to unpack
this concept of 'devolution- as a form of 'administrative
decentralisation.- It might also be worth mentioning that
various other countries have done it. It helps in situations like
ours where people claim that a unitary system is working when it
is common knowledge that not every one is benefiting, except for
those who are closer to the centre and playing politics of mimicry.
Before we engage the
concept of 'devolution- of power, it is necessary for
us to first seek to understand that this term is part of the discourse
on 'decentralisation.- Decentralisation as a concept
informs the 'devolution- system, which is but one of
the tiers in a continuum. Further, there are various schools of
thought on this discourse; notable among them are the French and
English scholars. My contribution will be informed by the English
scholars for obvious reasons. I also argue that 'decentralisation-
does not mean 'devolution-, but the latter may be a
form of it. Further, I will differentiate between 'deconcentration-
and 'delegation.- However, I am mindful of the fact
that these are part of the continuum of 'administrative decentralisation-
which is made of; 'deconcentration-, 'delegation-
and 'devolution.- Administrative decentralisation forms
part of our pre-occupation as social scientists and public administrators.
There are other types of decentralisation, such as 'political
decentralisation,- 'spatial decentralisation-
and 'market (fiscal) decentralisation.- These are not
the subject of my discussion.
Decentralisation as already
stated above transcends various schools of thought and periods in
academic circles; the most common one being the on-going process
which emerged in the early 1990s. It was purveyed by most social
actionists, politicians from the left who had a soft spot for the
subalternised, the civil society and in some cases the reactionary
right. The main concern in most cases has been derivation of authority
with regards to resources and revenue generated from these resources.
However, emphasis has to be made that power, its usage, and distance,
in terms of proximity and ultimately decision making has always
influenced the call for these forms of decentralisation. The school
of thought that influenced this discourse since the 1990s focused
primarily on political aspects of decentralisation. Their interests
have always been to understand whether decentralisation of any form
or type can stimulate the emergence of good governance, constrain
national ethnic cleavages, promote democratic practices, and facilitate
the growth of civil society and increase privatisation of public
sector tasks. Such concepts with their varied meanings do not necessarily
present problems, rather they require great care to avoid generating
too many meanings (over-simplifications) or too few (under-specification).
It is also very necessary for people to seek to understand causal
relational factors that give impetus to this kind of discourse and
which groups are at the forefront. It might be necessary to understand
those opposing it too.
Attempts to define decentralisation
as a concept have always caused so much of problems for academics
and have produced serious conceptual muddling. It is not my intention
to be too theoretical here, but to explain and unpack this concept
as a way of illuminating this discussion given the current constitutional
making process. Hoping the 'Kariba draft constitution-
will never find its day. Even researchers have multiplied the problem
of deciphering an agreed definition of what this concept means.
What is worse is how they have imbued it with positive normative
value; conflated it with other concepts thereby adding to the already
existing commotion and finally ignored that decentralisation as
a concept is indeed multi-dimensional. In essence decentralisation
evolves from a variety of intellectual traditions and disciplinary
differences and is quite complex. It has worked in some cases and
also failed in some. And so, by way of contrast decentralisation-s
antonym, centralisation, has a much more precise and accepted usage
which means concentration of power, resources and authority (power)
in a single head or centre
Conflating decentralisation
as a concept with normative positive values also leads to evaluative
concepts which I am not going to discuss here. But it might be good
for some of us to seek to understand how it is linked with the current
discourse of constitution making, democracy and the general ideation
of market reforms. However, seeking to understand the link between
decentralisation and the former tenets becomes a matter of causality
and can only be understood when people provide evidence on the ground,
which I believe the purveyors of it are able to produce. In Zimbabwe,
the case of regional differences in terms of stages of development
and the failure of the central government to ascertain indices in
resource allocation. In the case of Zimbabwe derivation as an index
has failed. Further, our attempt to conceptualise decentralisation
must be informed by our understanding of how the related state institutions
receive power and resources; that is, in terms of the degree to
which power and resources are taken away from central government.
All forms of decentralisation, regardless of the recipient, involve
shifting power and resources away from the central government. In
addition, it is necessary for people to seek to understand concepts
such as 'fiscal federalism- and 'public administration.-
In this piece, I will
not discuss 'fiscal federalism,- but will engage 'public
administration- in a bid to locate the concept of 'administrative
decentralisation.- Further, in seeking to find the nexus upon
which all these policies function, it is necessary to locate them
within Max Weber-s views on modern bureaucracy which are often
placed within the spectacles of whether they are efficient, effective
or rational. Of course, I am also alive to the debate that these
attributes either operate in tandem or are mere trade offs. However,
it is my contention that contextual factors do influence individual
cases. Generally, decentralisation in the ambit of 'public
administration- focuses on administrative effects of granting
local jurisdictions autonomy from central control. Autonomy in this
case is further constituted by the general policy making authority,
personnel control and control over public finances.
Decentralisation as stated
above has different types namely; 'Political-, 'Spatial-,
'Administrative- and 'Market decentralisation.-
In brief, 'political decentralisation- entails a situation
where groups at different levels of government; central, sub-national
(meso) and local are empowered to make decisions related to what
affects them. Political forms of decentralisation are usually engaged
by political scientists interested in democratisation and civil
society seeking to identify transfer of decision-making power to
lower levels of governmental units or their elected representatives.
'Spatial decentralisation- is a term used mainly by
planners and geographers seeking to formulate policies and programs
aimed at reducing excessive urban concentration in large cities
by promoting regional growth poles that have the potential to become
centres of manufacturing etc. 'Market decentralisation-
is generally used by economists to analyse and promote action that
facilitates the creation of conditions allowing goods and services
to be produced and provided by market mechanisms sensitive to the
revealed preferences of individuals. It gained momentum during the
era of economic liberalisation (the 80s-90s), privatisation and
the demise of command economies. Under this type of decentralisation
public goods are usually provided by small and large firms, community
groups, cooperatives, voluntary associations and NGOs.
'Administrative
decentralisation- provides a continuum across systems ranging
from low to a high degree of autonomy. The following forms of administrative
decentralisation form the continuum; 'deconcentration-,
'delegation- and 'devolution.-
'Deconcentration-
refers to the dispersing of responsibilities by a central government,
for example, a policy directed to field officers. In essence this
form of transfer leads to spatial changes and geographical distribution
of authority, but does not significantly change autonomy of the
entity receiving the authority. What matters most is that in this
form of arrangement the central government retains authority and
continues to exercise that authority through the hierarchical channels
of central government bureaucracy. This is the least extensive type
of administrative decentralisation and commonly found in most developing
economies.
'Delegation-
entails the transfer of policy responsibility to local governments
or semi-autonomous organisations that are not controlled by the
central government but remain accountable to it. This implies transfer
of government decision-making and administrative authority and responsibilities
for carefully spelt out tasks, for example, in the case of all state
Universities in Zimbabwe. Vice Chancellors have clearly defined
roles and responsibilities. They are not their own men and women.
The main difference between 'deconcentration- and 'delegation-
is that the central government continues to exercise its control
by way of a contractual arrangement which ensures accountability
of local government. In essence 'delegation- occupies
a higher level of administrative autonomy in this decentralisation
continuum for local entities than under 'deconcentration.-
Then finally, the concept
of 'devolution' as part of a continuum and a subject of engagement
mainly within the currency of Zimbabwe-s constitutional discourse
deserves special attention. Devolution occurs when authority is
transferred by central governments to local-level governmental units
holding corporate status granted under state legislation. Federal
states are by definition devolved, although the extent of legally
defined and shared powers devolved by the federal government to
lower level governmental units can be quite limited. Furthermore,
devolution of established regional authorities is always discouraged
in most countries, largely because most states are characterised
by weak central governments and so central governments are weary
of losing political control. This concept is likely to be met with
so much of resistance because most people are worried that if the
central government devolves power regions might wake up someday
claiming secession or some kind of autonomy. This kind of fear is
unfounded. The other reason why most people might be against this
form of administrative decentralisation is ignorance, particularly
on what it entails.
An attempt to institutionalise
'devolution- of power to regions and localities must
first find its basis within the state constitution creating a federal
system of governance or a lesser version of it. Thus seeking to
shift power from the centre to the regions; South Africa and Ethiopia
provide a case in point.
However, there is an
assortment of preconditions for a successful decentralisation and
an efficient federal system. Further, the initiative for such a
policy must not be a product of elite reasoning. If it grows out
of the elite and their allies in the regions without taking into
cognisance broader assessments of the likely benefits and risks
contained in such a policy, then doom and policy failure can be
ascertained. It must be emphasized that in some cases this policy
is notoriously difficult to implement and might even be disastrous.
However, it requires diligence, commitment and political will on
the part of political elite and the ordinary masses. Again sudden
shifts to the regions of income, and welfare maintenance functions
can lead to massive social and economic dislocation which is likely
to leave sub-regional governments with the task of maintaining social
safety nets and dealing with the plight of a population hit by a
severe policy backlash. For such an eventuality to be avoided, regional
administrators must work in tandem with all the political actors
and not act like shock absorbers protecting local populations against
tough indiscriminate measures of the central government.
Emphasis must be made
that a weak federal government in such a situation remains with
little choice but to spend its increasingly limited fiscal and political
resources to buy the loyalty of regional administrators. Zimbabweans
must guard against this. Generally, a federal govt tends to fail
to perform its job as a provider of national public goods, including
such fundamentals as overall law and order, social safety nets,
protection of property rights and sound regulation of markets. In
this discussion, since it is my contention that it remains to be
seen whether the concept of devolution is MDC policy; it can be
further argued that, if it is indeed possible that the MDC is pushing
this decentralisation envelope there is a clear likelihood that
party loyalty is being scouted.
Devolution can work if
some preconditions could be satisfied; first, by ensuring that the
central government is responsible for national public goods, guaranteeing
a free market, property rights and contract enforcements. Second,
if the centre ensures unhampered inter-regional mobility of capital
and resources, enabling flows in response to the incentives created
by fiscal policies, regulatory regimes and social and economic infrastructure
set in the regions. Third, if there is strong political will and
commitment on the part of political leaders at a central government
level. Fourth, if those calling for it are not taken for granted
and are capable of fighting for their cause in a concerted effort
and committed to this as a noble cause. However, mention has to
be made that these conditions are defined from a capitalist perspective,
but they do provide a telling impact of what needs to be done for
the policy of devolution to work. In addition, I am mindful of the
fact that these conditions comprise what has come to be known as
'market preserving federalism-. In conclusion this policy
must be by all means a bottom-up approach and can work in concert
with all the other forms of decentralisation.
*Brilliant
Mhlanga is a human rights activist and an academic from the University
of Westminster, in London.
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