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"Clean
hands? Thou hath blood on your hands": a critique of the Supreme
Court judgement in ANZ case
Alex Tawanda
Magaisa
September 24, 2003
Alex Tawanda Magaisa,
a Zimbabwean lawyer, is currently a Lecturer in Law at the University
of Nottingham, UK. He can be contacted at alexmagaisa@hotmail.com
As Americans commemorated
the tragic event on September 11, Zimbabwe silently witnessed a major
assault on human rights. On the same day the Supreme Court dismissed ANZ's
(Publishers of the Daily News) application challenging the constitutionality
of certain sections of the Access to Information and Protection of Privacy
Act (AIPPA). The application was dismissed on the basis of the "Clean
Hands" doctrine, in that the company had failed to comply with the Act
that requires all newspaper companies to be registered by the Media and
Information Commission (MIC). That decision is remarkable because it represents
a major setback to the protection and enjoyment of human rights in Zimbabwe.
With all due respect the Supreme Court (the Court) may have erred in its
reliance on the controversial "Clean Hands" doctrine in a matter involving
fundamental constitutional rights. This article questions the suitability
of applying this equity-based doctrine and advances the argument that
the doctrine is inapplicable as a bar to constitutional remedies. This
article assesses its implications and concludes that the decision marks
a dangerous precedent in human rights jurisprudence in Zimbabwe.
THE "CLEAN HANDS"
DOCTRINE
The doctrine
traditionally emanates from Equity. According to Black's Law Dictionary
(2000) it is the principle that a party cannot seek equitable relief or
assert an equitable defence if that party has violated an equitable principle
such as good faith. It bars relief to persons who are guilty of misconduct
in the matter for which they seek relief. It is a positive defence that
is available where the complaint by the claimant is equitable. Equity
refers to a select set of remedies and associated procedures and normally
these equitable doctrines and procedures are distinguished from "legal"
ones. Normally equitable relief is generally available when a legal remedy
is insufficient or inadequate in some way. The distinction between law
and equity arose in England where there were separate courts of law and
of equity. These rights and procedures were created to provide fairness,
unhampered by the narrow confines of the old common law or technical requirements
of the law. It was recognised that sometimes the common law did not provide
adequate remedies to solve all problems hence the creation of the courts
of equity by the monarch. However in modern days separate courts of equity
have largely been abolished and the same courts that may award a legal
remedy have the power to prescribe an equitable one. The doctrine of "Clean
Hands" emanated from this branch of justice called equity. However, with
time certain aspects of equity were imported into the law and one such
import is the doctrine of "Clean Hands". It is notable also that it is
quite a controversial doctrine particularly in the sphere of public law
where the formulation is that the responsibility of the state is not engaged
when the complainant has acted in breach of the law of the state. As an
equitable rule extended to the domain of law, it is necessary to be cautious
when applying it particularly in cases where fundamental legal rights
are involved. The matter before the Supreme Court was not a matter of
equity but one where fundamental constitutional rights were involved and
the court ought to have taken caution in applying this doctrine. Quite
surprisingly, it was a unanimous decision meaning that no single member
of the bench saw anything amiss in the blanket application of this doctrine
and its implications in relation to the enjoyment of constitutional rights.
ANALYSIS AND IMPLICATIONS
OF THE DECISION
The decision
has the implication of undermining the supremacy of the constitution by
relegating constitutional rights below the dictates of parliamentary legislation.
It makes a mockery of the constitution and subjects citizens to the whims
of the ruling party with a parliamentary majority. The constitution is
the fundamental law of the country with which all legislation must comply.
If legislation contravenes the constitution citizens are entitled to approach
the Supreme Court to strike out the offensive sections. This is what ANZ
did but the court accepted the State's argument that since the ANZ had
not complied with the registration requirements of the law that they were
challenging they had "unclean hands" and the court could not assist them.
The implication is that citizens must first comply with a law even if
that law violates their fundamental rights guaranteed by the constitution
before challenging it in court. The ruling party can, at any time exercise
its parliamentary majority to infringe people's rights knowing fully well
that they will be forced to comply as they cannot approach the court unless
they have done so lest they be tainted with dirt for refusing to obey
the law. It raises the question of whether it is the constitution or an
oppressive piece of legislation that they ought to obey. It makes a mockery
of constitutional guarantees of protection and enjoyment of human rights
to expect citizens to comply with infringing laws first before challenging
them.
There may indeed be
situations where giving away the rights in compliance with legislation
will effectively close the door to the challenges against the law. For
example where a piece of legislation deprives one of his entire property,
if that person so complies, he will be left with no resources to make
a constitutional challenge. It does not make sense that when faced with
laws that violate their freedoms citizens should sit back and accept the
violation and then complain afterwards. The constitution specifically
gives citizens the right to approach the court to challenge the legislation
and without the help of the court the citizens will be left at the mercy
of the party with a parliamentary majority. In a situation where the ruling
party does not have the necessary majority to change the constitution,
the ruling party can always make parliamentary legislation that deprives
people of their rights thus circumventing the constitutional amendment
process. They can do so especially where they seek to effect certain measures
that can have lasting effects knowing fully well that by the time the
people challenge the constitutionality of the law they will have complied
in order to satisfy the "Clean Hands" doctrine to get access to the court.
By then, the state will have achieved, through parliamentary legislation,
what it may not do through the constitutional amendment procedure. The
rule that forces compliance before approaching the court primarily serves
the interests of the state and not the rights of men and women.
Further and in any
event, persons who challenge the constitutionality of legislation normally
do so when they have been arrested for violating that law. For example
a person may be arrested under the Public Order and Security Act for positive
action that is deemed to violate the law. If that person were to challenge
the constitutionality of the section of POSA in the Supreme Court, will
the court seek to determine whether he has "clean hands" before allowing
him audience? For indeed, in terms of its reasoning in the ANZ case, a
party that has failed to comply with the law lacks clean hands. It may
be argued that in the ANZ case, the violation was clear and accepted so
the analogy does not fit in. However, using their line of reasoning, assuming
that the constitutional challenge is made after accused has been found
guilty by a trial court does it mean that the Supreme Court will not give
him audience simply because by reason of his guilt he has "unclean hands"?
Even an accused who has confessed to committing an offence is still entitled
to constitutional protection by the courts when he alleges that his constitutional
rights have been violated. Prisoners who have committed offences against
the state are still entitled to that protection despite having so-called
"unclean hands" for disobeying the laws of the state. Clearly the constitution
allows challenges against legislation at any point and to use the "Clean
Hands" doctrine to bar constitutional challenges would seem to close the
door to legitimate complaints that citizens may have against oppressive
legislation.
The decision of the
Supreme Court seems to be "Lose your rights first and then Complain
later". Ideally the court must ensure that rights of citizens are
adequately protected by promoting their uninterrupted enjoyment. If a
party has an opportunity to ask the court's assistance to maintain the
enjoyment of rights before a piece of legislation is used to violate them
the court must take positive steps to ensure adequate guarantees are in
place. If there is a chance to stop the erosion of rights, the court must
actively curtail such erosion. The constitution becomes a worthless piece
of paper if the rights that it guarantees can only be enjoyed subject
to parliamentary legislation. ANZ was perfectly entitled to challenge
a law that had the effect of interrupting its enjoyment of constitutionally
guaranteed rights. With respect, it does not make sense to force a party
to comply with legislation that forces it to lose the very rights that
it seeks to protect. Quite reasonably, ANZ took pre-emptive action to
safeguard the enjoyment of its rights and it disclosed this to the court.
Its conduct was neither dishonest or improper. Prior to the legislation,
ANZ was operating within the laws of the country and when AIPPA was enacted
it changed the legal landscape by interrupting ANZ's rights. Surely ANZ
was entitled to challenge this interruption of its rights. At the time
of challenging the law it was operating legally and as its application
was in terms of the constitutional requirements, its lack of registration
did not necessarily make it illegal. Assuming that on the merits the sections
of AIPPA were found to be unconstitutional, what would be the positive
result for ANZ, other than for future purposes, when by complying with
the legislation it will have already lost rights for which it sought protection?
Some cases may be
instructive to illustrate this point and how other courts have dealt with
similar problems. In the US case of People v Hawkins (1998)
the defendants had made an unsuccessful attempt to bribe a trial court
judge in a murder trial. They were subsequently found guilty and sentenced
to death. Later, they applied to have the decision set aside and have
a new trial on the grounds that their bribery attempt had compromised
the fairness of the trial. The judge that they had tried to bribe had
not recused himself. While the state accepted that under the circumstances
the fairness of the trial was doubtful it argued for the dismissal of
their application on the ground that the applicants had "unclean hands"
having participated in the bribery attempt which compromised the trial.
The Illinois Supreme Court rejected the argument and ordered a new trial
indicating that the applicants could not be sentenced to death in a case
where constitutional guarantees of a fair trial were doubtful. This constitutional
guarantee could not be compromised by the fact that defendants had contributed
to the corruption of the trial and therefore had unclean hands. The court
emphatically rejected the application of the "Clean Hands" doctrine in
a case involving the deprivation of a fundamental constitutional right.
The fact that the corruption of the trial was their fault did not mean
that they would be refused constitutional protection. An acceptance of
the state's "Clean Hands" argument would have meant executing the applicants
for bribery since it was clear that they had not been offered a fair trial
as far as the murder charges were concerned. There are other cases throughout
the world where progressive courts have held that where the surrender
of fundamental constitutional rights is concerned, the court's inquiry
cannot be limited to the "Clean Hands" of the complainant. The focus of
constitutional rights protection is not on the guilt of the applicant
but the constitutionality of laws or policies of the state.
Furthermore, although
the court stated that the door is not yet closed to ANZ's challenge, when
its reasoning is taken to its logical conclusion ANZ already has "unclean
hands" because it has already violated the law. There is no guarantee
that the MIC will grant ANZ the licence to operate. Indeed it may say
that ANZ has unclean hands although if it does so, it would be misapplying
the doctrine of "Clean Hands". Assuming that they succeed at the MIC,
will their registration cleanse their dirty hands? But even if they are
deemed clean, they would have lost the rights for which they sought protection.
"Clean Hands", it would appear, is a judicial mechanism to force citizens
to comply with laws even if they doubt their constitutionality. Instead
of protecting citizens against infringement of their rights, the court
appears to be actively participating in the enforcement of oppressive
legislation. Assuming that their application at the MIC fails, will their
attempt to register cleanse their dirty hands? It is difficult to see
how the Supreme Court will allow ANZ to submit its application unless
it reconsiders the usefulness of its "Clean Hands" doctrine.
CONCLUSION
This case
is not about the arrogance of the Daily News and its publishers but it
is about protecting the rights of citizens to approach the Supreme Court
for constitutional protection regardless of the state of their hands.
Indeed the guilty also deserve constitutional protection. The "Clean Hands"
doctrine is a useful principle in equity and some aspects of the common
law but its extension to the realm of constitutional law is worrying and
controversial. The area of fundamental rights is one that the courts must
safeguard to ensure that people enjoy their freedoms. In applying the
doctrine, the Supreme Court has taken a conservative approach to human
rights jurisprudence. Instead of actively safeguarding rights and the
constitution, the court is paying allegiance to parliamentary legislation
no matter how much it infringes on citizens' rights. When a party takes
pre-emptive action to safeguard its freedoms, the court must actively
facilitate that enjoyment. Its foremost duty is to uphold the constitution.
The court's decision has had the effect of not only denying ANZ its rights
by forcing it to submit to the law that it is challenging, but with the
closure of the Daily News, it has deprived the majority of the population
their freedom to access information and choice. Widely interpreted, the
"Clean Hands" doctrine will have far-reaching consequences on the protection
and enjoyment of fundamental constitutional rights in Zimbabwe. Its effect
is that before approaching the courts, citizens will be required to lose
their rights by compliance to oppressive laws rendering the enjoyment
of rights a nullity. Sadly, under that scheme, primary allegiance is no
longer to the constitution but to parliamentary legislation even if it
violates the constitution. The court ought to have been more careful before
applying a traditional doctrine of equity in a matter that involves fundamental
constitutional liberties. Not only for ANZ but also for those that purport
to champion the rights of men and women, this decision should be a major
cause for concern. After all, those with unclean hands should be careful
before they see the dirt on others' hands.
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