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Falling
HIV rates tell complex story
PLUS
News
August 02, 2007 http://www.plusnews.org/Report.aspx?ReportId=73541
When it comes to sub-Saharan
Africa's devastating AIDS crisis, there is an understandable tendency
to latch onto any scrap of good news.
Figures suggesting the
epidemic is waning in some countries are being trumpeted by governments
and international donor agencies as evidence that their prevention
efforts are succeeding.
Kenya's National AIDS
Control Council recently ascribed a small drop in the country's
HIV infection rate to people absorbing the messages in awareness
campaigns and changing their behaviour accordingly.
South Africa's health
minister, Manto Tshabalala-Msimang, claimed that the first evidence
of declining HIV prevalence in pregnant women - from 30.2 percent
in 2005 to 29.1 percent in the latest survey - was mainly due to
"our continued focus on prevention as the mainstay of our response
to combat HIV".
But the real story behind
increases and decreases in HIV prevalence is far less clear. "There's
an awful lot of vested interests, but it's sufficiently murky that
no one really knows what's going on," Prof John Hargrove, director
of the Centre of Excellence in Epidemiological Modelling and Analysis
(SACEMA) at the University of Stellenbosch, South Africa, told IRIN/PlusNews.
Twenty-five years is
not long to get to grips with an epidemic that has evolved very
differently in different parts of the world: in Europe, North America
and Asia it has largely been confined to high-risk groups like injecting
drug users, sex workers and men who have sex with men; in southern
Africa it has spread rapidly via heterosexual networks.
Although theories abound,
"nobody really knows why southern Africa is worst affected",
said Dr Brian Williams, another epidemiologist at SACEMA. "And
if we don't know that, it's very difficult to explain why prevalence
is going up or down."
Lack
of reliable data
Part of the problem was
having adequate, reliable surveillance figures. In general, said
Hargrove, the data had been "bitty" and mostly derived
from urban populations.
The first generation
of HIV-prevalence figures were obtained by testing pregnant women
at antenatal clinics, but the age groups of the women, and the fact
they were clearly having unprotected sex, meant the numbers tended
to overestimate HIV infections in the general population.
Where possible, antenatal
surveys are now combined with more representative data gathered
in household surveys, but UNAIDS noted in its 2005 epidemic update
that the high numbers of people who refused to be tested in household
surveys, or were absent from home, could lead to underestimations
of HIV prevalence.
While prevalence only
tells us how many people are living with HIV and AIDS, incidence
measures the number of new HIV infections occurring during a specific
period. Incidence provides the most up-to-date and revealing snapshot
of an epidemic, but the technology for determining recent infections
is still quite new and prohibitively expensive for most African
countries.
In the absence of such
surveys, HIV prevalence in people aged 15 to 20 is often used as
a proxy, because it is probable that most infections in this age
group are recent.
The variety and unreliability
of most surveillance methods causes epidemiologists like Hargrove
and Williams to take any news of apparent declines in HIV prevalence
with a large pinch of salt.
For years, Uganda has
been held up as the poster child of successful prevention policies:
from a peak adult HIV-infection rate of about 15 percent in the
early 1990s, UNAIDS now estimates Uganda's prevalence at 6.7 percent.
President Yoweri Museveni
swiftly responded to the emerging crisis as early as the late 1980s,
and grassroots campaigns communicated basic prevention messages,
such as abstinence from sex before marriage, being faithful to one's
partner and the use of condoms. The ABC approach, as it has now
been dubbed, combined with Museveni's leadership, have been widely
credited with reducing risky sexual behaviour and lowering the prevalence
rate.
But Williams pointed
out that the evidence for Uganda's falling infection rate was "not
really clear", and was based on a handful of antenatal surveys
in the capital, Kampala. "We're desperate for a success story,
so Uganda will be a success story regardless of the lack of evidence,"
he said.
Justin Parkhurst, of
the London School of Hygiene and Tropical Medicine, also questioned
the "so-called proof" of Uganda's success in reducing
HIV infections in the British medical journal, The Lancet. He pointed
out that the evidence supporting prevalence declines had been based
on "selective pieces of information, which have been falsely
presented as representative of the nation as a whole."
Parkhurst suggested that
governments in low- and middle-income countries were under pressure
to respond to donor fatigue by exaggerating the success of their
AIDS programmes. "The standard of proof for policy recommendations
seems to have been lowered, to provide the international community
with the African success story it wants, or even needs," he
concluded.
If Uganda's prevalence
had indeed declined, there was still no sure way of determining
why. Parkhurst cautioned against attributing the decline to "a
few specific interventions introduced by the Ugandan government":
not only were there numerous players in the AIDS fight besides the
government, but "individuals can change their behaviour for
reasons unrelated to intervention programmes".
Williams believed that
while real behaviour changes, such as having fewer partners and
higher condom use, might have taken place, they had less to do with
the government's efforts and more with the widespread experience
of watching friends and relatives die from AIDS-related illnesses.
Natural
history of an epidemic
The dynamics of an epidemic
can also bring about changes in HIV prevalence: in the early phases,
HIV infections have tended to rise steeply and then level off as
they reached a "saturation" point in the population; at
a later stage, HIV prevalence might start declining, not necessarily
because of widespread behaviour change, but because the number of
people dying from AIDS-related illnesses has outpaced the number
of new infections.
The case of Zimbabwe
When news broke in 2006 that Zimbabwe's HIV prevalence had fallen
from a peak of around 36 percent in 1996 to 21 percent by 2004,
it was greeted in many sectors with puzzlement and even disbelief,
in light of the country's social and economic collapse in recent
years.
Prof Alan Whiteside,
director of the Health Economics and HIV/AIDS Research Division
(HEARD) of the University of KwaZulu-Natal, in South Africa, said
government prevention campaigns in the mid-1990s had probably contributed
to Zimbabwe's falling HIV infection rates, but the country's economic
collapse could have played an even bigger role. With less disposable
income and mobility, people were perhaps less likely to maintain
multiple sexual partners.
Michael Chome, country
director for Population Services International (PSI), an international
NGO that partners the Zimbabwean government in prevention programmes,
was ambivalent for nearly a year about the real causes of Zimbabwe's
decline in prevalence.
Eventually he was swayed
by PSI's own data, showing large increases in condom sales - a figure
considered more telling than a greater distribution of free condoms
- as well as significant increases in reported condom use and decreases
in non-regular sexual partners.
He attributed these changes
to a "very open-minded ministry of health and a very literate
population", as well as the concentrated efforts of donors,
which had created "a needle-like focus".
Zimbabwe's pariah-like
status has tended to scare away donors but, according to Chome,
news of the country's declining HIV prevalence was helping to attract
more funding for AIDS programmes.
When the mortality rate
of those infected reaches a balance with the incidence of new infections,
prevalence will plateau - the stage South Africa is currently experiencing.
Paradoxically, the impact
of a national antiretroviral (ARV) programme that keeps large numbers
of HIV-infected people alive for longer might actually increase
prevalence, or offset a lower rate of new infections.
This could explain why
a country with a large ARV programme, like Botswana, has not seen
significant declines in HIV prevalence, while Zimbabwe, with it's
relatively small programme, has. But the real story is probably
far more complex, and impossible to decipher at present, due to
the lack of investment in research, monitoring and tracking national
AIDS epidemics.
"Billions have been
spent on virology, but we just haven't done enough basic public
health research," said Williams. "Very few studies have
been done trying to understand what's actually going on."
Ideally, such a study
would need to monitor several thousand people over a period of at
least five years, testing them regularly for HIV. According to Williams,
such studies have not been done, and even in-depth evaluations of
the impact of specific prevention programmes have been few and far
between.
Social
indicators
On the thorny question
of whether prevention programmes have had a direct impact on HIV
prevalence, Whiteside was as reluctant to give a definitive answer
as the epidemiologists: "We can't say for sure, but equally
we can't say they haven't," he said.
"There is a natural
history [of an epidemic], and perhaps we've underestimated it ...
The trouble is, we're looking at things that are going to take years
to develop, and our monitoring and evaluation tends to be short-term."
In the absence of reliable
long-term data, Whiteside believed the key to interpreting HIV/AIDS
figures was "to understand what is going on in our societies
more broadly".
He suggested that looking
at social indicators such as the rates of rape and teenage pregnancies,
or the numbers of children completing school, could provide indirect
evidence of behaviour change, or lack of it.
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